Transactions

Merger & Acquisition and Corporate Finance Transactions

Business Wire

USCI provided M&A and strategic advisory services to Business Wire along with Stonebridge Capital.

Care Realty

USCI provided strategic advisory services and corporate financing to Care Realty Group during the year 2001. During this period, USCI assisted Care Realty Group with the execution of private equity transactions with Angelo Gordon & Co.

ClearBalance

USCI provided strategic advisory services and corporate financing to ClearBalance during the year 2012. During this period, USCI assisted ClearBalance with the execution of private equity transactions with Angelo Gordon & Co.

CHF Industries

USCI provided M&A and strategic advisory services to CHF Industries with Stonebridge Capital.

Cookie Jar Entertainment

USCI provided M&A and strategic advisory services to Cookie Jar Entertainment with Stonebridge Capital.

Dalian Star Sea

USCI provided real estate advisory services to Dalian Star Sea in 2007 and assisted Dalian Star Sea with the execution of its private equity transaction with Angelo Gordon & Co.

Gateway One

USCI provided strategic advisory services and corporate financing to Gateway One during the year 2007. During this period, USCI assisted Gateway One with the execution of private equity transactions with Angelo Gordon &a Co.

Global Compliance

USCI provided strategic advisory services and corporate financing to Global Compliance during the year 2003. During this period, USCI assisted Global Compliance with the execution of private equity transactions with Angelo Gordon & Co.

Meridian Retail

USCI provided real estate advisory services to Meridian Retail during the year 2003 with Angelo Gordon & Co.

Ranger Partners Acquisition Group

USCI provided M&A strategic advisory services to Ranger Partners back in 1997. During this period, USCI assisted Ranger Partners with the execution of a series of nine acquisitions and 4 divestitures, plus related equity and debt financing.

Rockefeller Center China

USCI provided financing advisory services to Tianjin New Binhai New Area project for Rockefeller Center China with Rose Rock Capital.

SVG Apparel

USCI provided advisory services on the 2013 acquisition of SVG Apparel and its China operations.

TOMY Corp

USCI provided strategic advisory services and corporate financing to TOMY. During the period, USCI assisted TOMY with the execution of R2C Corp acquisitions with Crystal Creek Partners.

China Council for Promotion of International Trade (CCPIT)

USCI has executed a cross border strategic advisory and corporate finance joint venture agreement with China Council for Promotion of International Trade on behalf of its hundreds of thousands of Chinese corporate members seeking overseas investments in America.

China Association of Small and Medium Enterprises (CASME)

USCI has executed a cross border strategic advisory and corporate finance joint venture agreement with China Association of Small and Medium Enterprises on behalf of its hundreds of thousands of Chinese corporate members seeking overseas investments in America.

All China Federation of Industry & Commerce

USCI has executed a cross border strategic advisory and corporate finance joint venture agreement with All China Federation of Industry & Commerce on behalf of its hundreds of thousands of Chinese corporate members seeking overseas investments in America.

Shenzhen Chamber for International Investment and Finance

USCI has executed a cross border strategic advisory and corporate finance joint venture agreement with Shenzhen Chamber for International Investment and Finance on behalf of its thousands of Chinese corporate members seeking overseas investments in America.

Chongqing Investment Promotion Center

USCI has executed a cross border strategic advisory and corporate finance joint venture agreement with Chongqing Investment Promotion on behalf of its thousands of Chinese corporate members seeking overseas investments in America.

Public Market Transactions

ADMA BIOLOGICS, INC. (NASDAQ: ADMA) www.admabiologics.com

 

Assisted with this biotechnology company which focuses on the development and commercialization of human plasma and plasma-derived therapeutics, in connection with its reverse merger with R&R Acquisition VI, Inc., and corresponding US$17.5 million private placement offering to institutional investors.

China Intelligent Lighting (NASDAQ: CIL)

 

Assisted with this full range of lighting solutions, including the design, manufacture, sales and marketing of high-quality LED and other lighting products for the household, commercial and outdoor lighting industries in China and internationally in a public offering of common stock traded on Nasdaq and raised $10.1 million.

China Power Technology (NASDAQ: CNPT) www.chinapowerti.com

 

Assisted with this producer of energy efficient infrared heaters in filing for IPO on the Nasdaq, planning to raise $30 million.

Corindus Vascular Robotics (NYSE: CVRS) www.corindus.com

Assisted with this leading developer of precision vascular robotics in a public offering of common stock traded on OTCQB with an aggregate value of $41.8 million. In connection with this offering, we applied and were approved, to list on the NYSE MKT.

 

Discovery Labs, Inc. (NASDAQ: DSCO) http://www.windtreetx.com

 

Discovery Labs, Inc. (Nasdaq: DSCO) Assisted with this biotechnology company, which develops therapies for respiratory diseases, in connection with the completion of underwritten public offerings of common stock and warrants totaling US$46 million, a US$15 million at-the-market equity sales program and a US$35 million committed equity financing facility, as well as with a US$200 million shelf registration.

Dragonwave Inc (NASDAQ: DRWI) www.dragonwaveinc.com

 

 

Assisted with this leading provider of high-capacity packet microwave solutions that drive next-generation IP networks in filing for IPO on Nasdaq, which closed with USD$6 million gross proceeds. connection with the U.S. public offering, Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC, is acting as sole book-running manager.

Ignyta, Inc. (NASDAQ: RXDX) https://ignyta.com

Assisted with this biotechnology company in an underwritten public offering of 9.2 million common shares at the public offering price of $6.25 per share, totaling $57.5 million.

Lihua International (NASDAQ: LIWA) http://www.lihuaintl.com

Assisted the manufacturer of bimetallic composite conductor wire in the IPO on Nasdaq.

Mission NewEnergy (OTC: MNELF) www.missionnewenergy.com

Assisted this global provider of sustainable, renewable energy in its U.S. initial public offering of 2,785,000 ordinary shares at a public offering price of US$9.00 per share, totaling $25 million.

Mobile TeleSystems (NYSE: MBT) http://www.mtsgsm.com

Assisted this provider of telecommunications services in placing ADR during the Company's initial public offering on the New York Stock Exchange on June 30, 2000 under the ticker symbol MBT. The ADR to ordinary share ratio is 1:2. J.P. Morgan Chase Bank is the depositary bank for the Company’s ADR program.

One Liberty Property (NYSE: OLP) http://onelibertyproperties.com

Assisted with this real estate investment trust in an underwritten public offering of US$40.8 million in common stock and two shelf registrations totaling US$300 million.

PharmAthene (AMEX: PIP) http://www.pharmathene.com

Assisted with this biodefense company, which develops medical products, in connection with its underwritten public offering of US$17.3 million in common stock and four registered direct offerings totaling US$17.5 million in common stock and warrants, as well as with a US$100 million shelf registration, a US$50 million shelf registration and two resale shelf registrations totaling US$23.8 million.

Professional Diversity Network (NASDAQ: IPDN) https://www.prodivnet.com

 

Assisted this developer and operator of online networks dedicated to serving diverse professionals in the United States in its initial public offering of 2,625,000 shares of its common stock at a price to the public of $8.00 per share. The gross proceeds to Professional Diversity Network was $21,000,000 before underwriting discounts and commissions and other offering expenses.

Senseonics Holdings (NYSE: SENS) www.senseonics.com

 

 

Assisted with this medical technology company in the public offering of 15,800,000 shares of common stock in March 2016, raising and an up listing on New York Stock Exchange.

Viewray Inc (NASDAQ: VRAY) www.viewray.com

Assisted with this MRI-guided radiation therapy system design, manufacture and marketing company in raising a total of $76.7 million--$26.7 million of that in connection with a reverse merger that it completed on July 23, 2015 and another $50 million in debt from royalty investor CRG in late June.

Zosano, Inc. (NASDAQ: ZSAN) www.zosanopharma.com

Assisted with this clinical stage specialty pharmaceutical company based in Silicon Valley in a pubic offering in 2015 that raised $49.5 million.